Ethics and Professionalism (Financial Planning)

Postgraduate | 2026

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Mode icon
Mode
Mode
Your study is delivered on campus and/or online
On campus, 100% online
area/catalogue icon
Area/Catalogue
BAFI 5009
Course ID icon
Course ID
201862
Campus icon
Campus
Adelaide City Campus West, Online
Level of study
Level of study
Postgraduate
Unit value icon
Unit value
6
Course owner
Course owner
School of Accounting and Fin
Course coordinator
Course coordinator
Anupriya
Course level icon
Course level
1
Work Integrated Learning course
Work Integrated Learning course
No
Study abroad and student exchange icon
Inbound study abroad and exchange
Inbound study abroad and exchange
The fee you pay will depend on the number and type of courses you study.
Yes
University-wide elective icon
University-wide elective course
Yes
Single course enrollment
Single course enrolment
Yes

Course overview

 The purpose of this course is to focus on the context of the theoretical and empirical underpinning of professional ethics in finance and accounting. The course seeks to link theory and research to the practical application of ethical choices facing the finance and accounting professions. The conduct of stakeholders responsible for preparing and using financial information including moral dimensions and ethical aspects are interpreted through the application of various accounting and finance theories. This reinforces the role of finance and accounting professionals in a dynamic business environment and their significance to society in general. In accordance with various principle-based Association and Regulatory Codes of Ethics and Standards of Professional Conduct, several contemporary business issues are examined to illustrate these concepts. 

  •  Foundations of Professional Ethics and Conduct
  • CFA Ethics Standards and Professional Responsibilities
  • Contemporary Ethical Challenges and Regulatory Obligations

Course learning outcomes

  • Analyse, evaluate and critically reflect on various theoretical and practice-based principles of morals and ethics.
  • Apply and explain ethical principles to the role of business in society including the reporting of financial information and the competing perspectives of the stakeholder and shareholder.
  • Demonstrate an ability to exercise professional judgement consistent with an organisation’s ethical values and corporate social responsibility.
  • Identify and discuss the application of professional body ethics and professional conduct standards to business decision-making and its consequences in an ethical context.

Availability

Census date Icon
Census date
Fri 27/03/2026
Enrol by date
Enrol by date
Fri 13/03/2026
Last day to W
Last day to W
Fri 10/04/2026
Last day to WF
Last day to WF
Fri 08/05/2026

Class details

Adelaide City Campus West

Class number
Class number 30098
Section
Section SE01
Size
Size 34
Available
Available 32
Dates Days Time Campus Location Instructor
25 Feb - 15 Apr Wednesday 1:10pm - 4pm Adelaide City Campus West Jeffrey Smart, JS5-12
6 May - 3 Jun Wednesday 1:10pm - 4pm Adelaide City Campus West Jeffrey Smart, JS5-12
Class number
Class number 30099
Section
Section SE02
Size
Size 30
Available
Available 29
Dates Days Time Campus Location Instructor
27 Feb - 17 Apr Friday 2:10pm - 5pm Adelaide City Campus West Jeffrey Smart, JS4-12A
8 May - 5 Jun Friday 2:10pm - 5pm Adelaide City Campus West Jeffrey Smart, JS4-12A

Census date Icon
Census date
Fri 04/09/2026
Enrol by date
Enrol by date
Fri 21/08/2026
Last day to W
Last day to W
Fri 18/09/2026
Last day to WF
Last day to WF
Fri 16/10/2026

Class details

Adelaide City Campus West

Class number
Class number 55243
Section
Section SE02
Size
Size 20
Available
Available 20
Dates Days Time Campus Location Instructor
4 Aug - 22 Sep Tuesday 12:10pm - 3pm Adelaide City Campus West Rowland Rees, RR4-12
13 Oct - 10 Nov Tuesday 12:10pm - 3pm Adelaide City Campus West Rowland Rees, RR4-12

Online

Class number
Class number 50022
Section
Section 01OL
Size
Size 30
Available
Available 30
Dates Days Time Campus Location Instructor
- Online ,

Prerequisite(s)

  • must have completed BAFI5000 Principles of Finance

Corequisite(s)

N/A

Antirequisite(s)

N/A

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Degree list
The following degrees include this course