Course overview
This course requires students to embed ethical and regulatory awareness and management of ethical and regulatory issues and requirements into their understandings of the professional practices of providers of financial advice. The course introduces the importance of professional codes of ethics and conduct to their practice, the specifics of legislative and regulatory requirements that surround these practices, and the implications of these for client engagement, client relationships, financial adviser decision making, and compliant delivery of financial planning services.
- Introduction To Ethics
- Applied Ethics
- Ethics In Practice
Course learning outcomes
- Explicate the importance of ethical codes and professional standards to the provision of financial advice, including the values and regulations that underpin the relevant codes and standards
- Commentate on the legal and regulatory frameworks that apply to financial services intermediary operations, financial products, financial product advice, and financial services intermediary licensing
- Critically review and apply the key professional responsibilities regarding client engagement, client relationships and decision making placed on a financial adviser, and the impact of the various forms of compliance and regulatory regimes that affect the provision of financial advice
- Deliberate on the strategic, leadership and global issues impacting the financial advice profession
- Critically reflect on the nature, role and importance of professional communication and skills in the provision of financial advice
Availability
Class details
Adelaide City Campus West
Class number 30098
Section SE01
Size 34
Available 34
Class number 30099
Section SE02
Size 30
Available 30
Class details
Adelaide City Campus West
Class number 55243
Section SE02
Size 20
Available 20
Online
Class number 50022
Section 01OL
Size 30
Available 30
Fee calculator
To display course fees, please select your status and program below:
We’re updating this Fee Calculator. It currently shows fees for programs only. Please check the relevant program for full fee details.
Study Abroad student tuition fees are available here.
Only some Postgraduate Coursework programs are available as Commonwealth Supported. Please check your program for specific fee information.
The Student Contribution amount displayed below is for students commencing a new program from 2021 onwards. If you are continuing in a program you commenced prior to 1 January 2021, or are commencing an Honours degree relating to an undergraduate degree you commenced prior to 1 January 2021, you may be charged a different Student Contribution amount from the amount displayed below. Please check the Student Contribution bands for continuing students here. If you are an international student, or a domestic student studying in a full fee paying place, and are continuing study that you commenced in 2025 or earlier, your fees will be available here before enrolments open for 2026.