Course overview
This course introduces business regulations and professional ethics in finance. At a firm level, the course covers corporate social responsibility and business regulations. At an individual level, the course covers the Chartered Financial Analyst (CFA) Institute Code of Ethics and Standards of Professional Conduct. These topics are crucial for managing modern corporations and reinforce the role of finance professionals in a dynamic business environment and their significance to society in general.
Course learning outcomes
- Explain the rationale for corporate social responsibility and business regulation
- Determine components of the Code of Ethics and Standards of Professional Conduct (code and standards)
- Identify behaviour that follows to the Code and Standards and behaviour that violates the Code and Standards
- Recommend practices and procedures to prevent violations of the Code and Standards
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The Student Contribution amount displayed below is for students commencing a new program from 2021 onwards. If you are continuing in a program you commenced prior to 1 January 2021, or are commencing an Honours degree relating to an undergraduate degree you commenced prior to 1 January 2021, you may be charged a different Student Contribution amount from the amount displayed below. Please check the Student Contribution bands for continuing students here. If you are an international student, or a domestic student studying in a full fee paying place, and are continuing study that you commenced in 2025 or earlier, your fees will be available here before enrolments open for 2026.