Corporate Regulations and Ethics in Finance

Undergraduate | 2026

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Mode
Mode
Your studies will be on-campus, and may include some online delivery
On campus
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Area/Catalogue
BAFI 2008
Course ID icon
Course ID
200292
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Campus
Adelaide City Campus East, Adelaide City Campus West
Level of study
Level of study
Undergraduate
Unit value icon
Unit value
6
Course owner
Course owner
School of Accounting and Fin
Course level icon
Course level
2
Work Integrated Learning course
Work Integrated Learning course
No
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Inbound study abroad and exchange
Inbound study abroad and exchange
The fee you pay will depend on the number and type of courses you study.
Yes
University-wide elective icon
University-wide elective course
Yes
Single course enrollment
Single course enrolment
Yes

Course overview

This course introduces business regulations and professional ethics in finance. At a firm level, the course covers corporate social responsibility and business regulations. At an individual level, the course covers the Chartered Financial Analyst (CFA) Institute Code of Ethics and Standards of Professional Conduct. These topics are crucial for managing modern corporations and reinforce the role of finance professionals in a dynamic business environment and their significance to society in general.

Course learning outcomes

  • Explain the rationale for corporate social responsibility and business regulation
  • Determine components of the Code of Ethics and Standards of Professional Conduct (code and standards)
  • Identify behaviour that follows to the Code and Standards and behaviour that violates the Code and Standards
  • Recommend practices and procedures to prevent violations of the Code and Standards

Prerequisite(s)

  • must have completed BAFI1001 Business Finance

Corequisite(s)

N/A

Antirequisite(s)

N/A

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The Student Contribution amount displayed below is for students commencing a new program from 2021 onwards. If you are continuing in a program you commenced prior to 1 January 2021, or are commencing an Honours degree relating to an undergraduate degree you commenced prior to 1 January 2021, you may be charged a different Student Contribution amount from the amount displayed below. Please check the Student Contribution bands for continuing students here. If you are an international student, or a domestic student studying in a full fee paying place, and are continuing study that you commenced in 2025 or earlier, your fees will be available here before enrolments open for 2026.

Degree list
The following degrees include this course