Publication format guidance
In a publication-format thesis, publications or papers replace some or all conventional chapters. These may include:
- unpublished manuscripts in preparation for publication but not yet submitted
- manuscripts submitted for publication or in revision following peer review
- manuscripts accepted for publication but not yet published
- published manuscripts.
All publications included in the thesis must derive from research undertaken within candidature. Publications generated outside of candidature cannot be included. They must also not have been accepted for any other University award.
Your thesis must also include:
- a contextual statement which normally includes the aims underpinning the publications
- a literature review or commentary which establishes the field of knowledge and provides a link between publications
- a conclusion showing the overall significance of the work and contribution to knowledge, problems encountered and future directions of the work.
The discussion should not include a detailed reworking of the discussions from individual publications within the thesis.
Alternative version
An alternative version of the publication format, one which comprises a combination of conventional written narrative presented as typescript and publications (as defined above), is also acceptable. Both the conventional written narrative and the publications must be closely related in terms of subject matter and form a cohesive research narrative.
Statement of Authorship and examiner feedback
Each publication must be accompanied by a Statement of Authorship detailing your contribution as principal author and signed by all co-authors. This clarifies your role and the publication status, helping examiners understand the scope of changes they can recommend.
Examiners may comment on published chapters. Any shortcomings/comments raised by examiners in their reports should be addressed as part of the discussion/general conclusion chapter of the thesis. If errors are detected, the public record should be corrected.
In contrast, recommendations for change can be made to any part of submitted or unpublished and unsubmitted manuscripts.
To avoid delays, complete a Statement of Authorship for each paper as you write it.
How many papers are enough?
The number of publications required varies by research area. For example, some scientific fields may require three to six papers for a PhD; while in the Humanities, a single book-length work may be more suitable. Your supervisory team will guide you on what’s appropriate for your project.